Internal Auditor, Operations - Director

Were seeking someone to join our team as a Director to provide audit coverage of Operations businesses across the Firm. This role is part of a dynamic team dedicated to Internal Audits Institutional Securities Group (ISG) aligned and Firmwide Operations coverage based in Glasgow and working as part of our global team spanning London, New York, Baltimore, Mumbai and Bangalore.,

• Help identify risk and impact to relevant coverage area to prioritize areas of focus.



• Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment.



• Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner.



• Assist in managing multiple deliverables in line with team priorities.



• Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers.



• Working as part of a global team, support the Internal Audit coverage for ISGPO & Firmwide Operations.



• Be involved in the planning and execution of audits, continuous monitoring and closure verification work on Operations groups on time and within budgets.
  
  At least 4 years' relevant experience would generally be expected to find the skills required for this role.



• Understanding of business line and key regulations relevant to coverage are.



• Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring).



• Ability to identify and analyse multiple data sources to inform point of view.



• Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly.



• A commitment to practicing inclusive behaviors.



• Basic understanding of, financial markets, financial products and regulations impacting Operations, such as MiFID, EMIR, CFTC & CASS rules.



• Must have the ability to prioritise and manage own workload across a number of projects.
  
  In the Internal Audit division, we provide senior management an objective and independent assessment of the Firms internal control environment for risk management and governance. This is a Director position within the Operations Coverage Audit team, which is responsible for inspecting controls across Firmwide and ISG Aligned Operations teams globally.


Morgan Stanley is an industry leader in financial services, known for mobilising capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals.

At Morgan Stanley Glasgow, we support the Firm's global Operations, Technology, Finance, Corporate, and Institutional Securities divisions. The Glasgow office, known for its excellence in process, client service & leadership, has led us to win numerous innovation and people awards. Morgan Stanley has been rooted in the Glasgow community since 2000, steadily contributing to the development of a vibrant local financial services and fintech industry. Everyone is encouraged to chart their own meaningful career and achieve goals with the support of our best-in-class training and development opportunities.

Interested in joining a team that's eager to create, innovate and make an impact on the world? Read on…