Investment Compliance Ana...
Eden Scott, Edinburgh
- Full time
- Permanent
Fast Apply Available
(Apply in seconds when you have a CV uploaded)Senior Investment Proposi...
Aegon N.V., Edinburgh
- Full time
- Permanent
Apply on company site
Business & Accounting Rul...
Natwest, South Gyle, City of Edinburgh
- Full time
- Permanent
Apply on company site
Associate Wealth Paraplan...
Royal Bank of Canada, Edinburgh
- Full time
- Permanent
Apply on company site
Management Consultant - R...
Capco, Edinburgh
- Full time
- Permanent
Apply on company site
Complex Sanctions Investi...
Natwest, South Gyle, City of Edinburgh
- Full time
- Permanent
Apply on company site
Senior Legal Counsel - Re...
Royal London Group, Edinburgh
- Full time
- Permanent
Apply on company site
Senior Business Analyst -...
M&G, Edinburgh
- Full time
- Permanent
Apply on company site
Risk Manager
Royal London Group, Edinburgh
- Full time
- Permanent
Apply on company site
Auditor, Finance & Treasu...
TSB Bank plc., Edinburgh
- Part time
- Permanent
Apply on company site
Trade Surveillance Analys...
Lloyds Banking Group, Edinburgh
- Full time
- Permanent
Apply on company site
Resilience Testing Lead
Royal London Group, Edinburgh
- Full time
- Permanent
Apply on company site
Mortgage & Protection Adv...
Primis Mortgage Network, Gardeners Land, Fife
- Full time
- Permanent
Apply on company site
Client Servicing Analyst
Clearwater Analytics, Edinburgh
- Full time
- Permanent
Apply on company site
SOX Controls Assurance Ma...
AMS Ltd, Edinburgh
- Full time
- Permanent
Apply on company site
Client Relationship Manag...
Baillie Gifford, Edinburgh
- Full time
- Permanent
Apply on company site
Proposition Manager
Royal London Group, Edinburgh
- Full time
- Permanent
Apply on company site
Workplace Product Owner
Royal London Group, Edinburgh
- Full time
- Permanent
Apply on company site
Policyholder Tax Administ...
Atos SE, Edinburgh
- Full time
- Permanent
Apply on company site
Manager
Ernst Young, Edinburgh
- Full time
- Permanent
Apply on company site
Posted 2 weeks ago, 24 Mar
Job ref: E170325
Full Job Description
Eden Scott's client is seeking a highly motivated and detail-oriented Investment Compliance Analyst to join a financial services company based in Edinburgh. As a key member of the Compliance team, you will work closely with the Compliance Manager to ensure adherence to regulatory requirements and promote a culture of compliance across the organisation. This role offers the opportunity for in-depth learning and professional growth within a dynamic and collaborative environment.
Key Responsibilities:
- Assist in fostering an effective risk and compliance-aware culture throughout the company
- Scope and deliver the Compliance Monitoring Plan, including the production of accurate monitoring reports and maintaining appropriate records of all monitoring activity.
- Maintain the Compliance Manual and Framework.
- Assist in regulatory scanning, impact assessment, interpretation, and implementation of financial services legislation and regulation.
- Draft and update policies, reports, and similar documents.
- Design, deliver, and monitor regulatory training and compliance attestations.
- Prepare periodic FCA regulatory reporting.
- Provide regulatory advice to the business and handle ad-hoc regulatory queries.
- Perform and review due diligence on suppliers, clients, and customers.
- Ensure prompt escalation of significant compliance issues.
- Assist with complaints handling.
- Prepare documents for Governance Committees, Audit & Risk Committee, and Board.
Person Specification
- Minimum of 2 - 3 years of experience in compliance, preferably within the financial services industry.
- Strong understanding of financial services legislation and regulation, particularly FCA regulations.
- Excellent analytical and problem-solving skills.
- Ability to work effectively both independently and as part of a team.
To Apply
This position may be just one of numerous opportunities we are handling that you could have an interest in pursuing. If you have not been in touch with us before, please call on 0131 550 1100 or drop off a CV to Karen.kerr@edenscott.com and we will make sure that most relevant Consultant gets back to you as soon as possible. Please note that we never send CVs anywhere without your prior consent
Eden Scott is an equal opportunity employer and welcomes applications from all qualified individuals.
Copy the direct link to this job
About this company
Eden Scott
View full company profileJobs by core skill
Financial Services / Investment
Financial Services / Investment jobs by area
Financial Services / Investment jobs in Balerno
Financial Services / Investment jobs in Bonnyrigg
Financial Services / Investment jobs in Dalkeith
Financial Services / Investment jobs in Juniper Green
Financial Services / Investment jobs in Loanhead
Financial Services / Investment jobs in Musselburgh
Financial Services / Investment jobs in Newbridge
Financial Services / Investment jobs in Pathhead
Financial Services / Investment jobs in Penicuik
Financial Services / Investment jobs in Roslin
Financial Services / Investment specialisms
Financial Services/Investment Admin jobs in Dalkeith
Mortgages jobs in Dalkeith